SEC Form 4 · accession 0001603662-17-000022
Citi Trends Inc · CTRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce D Smith
Officer — Acting CEO, COO and CFO
Period of report
Dec 12, 2017
Accepted (ET)
Dec 13, 2017 · 2:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318484
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Dec 12, 2017 | A | 20 | A | — | Mar 19, 2018 | Common Stock | 20 | 7,278 | D |
| Restricted Stock UnitsF2,F1 | — | Dec 12, 2017 | A | 24 | A | — | Mar 15, 2019 | Common Stock | 24 | 8,017 | D |
| Restricted Stock UnitsF2,F1 | — | Dec 12, 2017 | A | 24 | A | — | Mar 14, 2020 | Common Stock | 24 | 7,491 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of Citi Trends' common stock. The Restricted Stock Units vest upon Citi Trends' common stock achieving various market prices.
- F2Includes restricted stock units that the reporting person has accrued through dividend equivalent rights following the grant of the original award.