SEC Form 4 · accession 0001603662-15-000016
Citi Trends Inc · CTRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Dunn
Officer — Sr. VP of Store Operations
Period of report
Mar 19, 2015
Accepted (ET)
Mar 23, 2015 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318484
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 19, 2015 | F | 2,525 | $25.56 | D | 60,425 | D | |
| Common stock | Mar 19, 2015 | A | 5,556 | $0.00 | A | 65,981 | D | |
| Common stock | Mar 20, 2015 | F | 2,656 | $25.77 | D | 63,325 | D | |
| Common stock | Mar 23, 2015 | M | 5,000 | $14.00 | A | 68,325 | D | |
| Common stock | Mar 23, 2015 | S | 1,700 | $26.11 | D | 66,625 | D | |
| Common stock | Mar 23, 2015 | S | 3,300 | $26.25 | D | 63,325 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $14.00 | Mar 23, 2015 | M | 5,000 | D | — | May 17, 2015 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Granted pursuant to the Citi Trends, Inc. 2005 Long-Term Incentive Plan.
- F2The option vested in four equal installments on May 17, 2006, 2007, 2008 and 2009.