SEC Form 3 · accession 0002148021-26-000003
Waste Connections, Inc. · WCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek M Dague
Officer — SR VP PERFORMANCE OPTIMIZATION
Period of report
Jul 27, 2026
Accepted (ET)
Aug 4, 2026 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 1,773 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1 | $0.00 | holding | — | — | — | — | — | Common Shares | 156 | — | D |
| Restricted Share UnitsF2 | $0.00 | holding | — | — | — | — | — | Common Shares | 372 | — | D |
| Restricted Share UnitsF3 | $0.00 | holding | — | — | — | — | — | Common Shares | 397 | — | D |
| Restricted Share UnitsF4 | $0.00 | holding | — | — | — | — | — | Common Shares | 529 | — | D |
| Restricted Share UnitsF5 | $0.00 | holding | — | — | — | — | — | Common Shares | 858 | — | D |
| Restricted Share UnitsF6 | $0.00 | holding | — | — | — | — | — | Common Shares | 858 | — | D |
Explanation of responses
- F1The restricted share units were awarded on February 17, 2023. The award vests in four equal annual installments commencing on the first anniversary of the date of award.
- F2The restricted share units were awarded on February 16, 2024. The award vests in four equal annual installments commencing on the first anniversary of the date of award.
- F3The restricted share units were awarded on February 14, 2025. The award vests in four equal annual installments commencing on the first anniversary of the date of award.
- F4Represents performance-based restricted share units awarded on February 14, 2025. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 1,322 (250% of the target number).
- F5The restricted share units were awarded on February 13, 2026. The award vests in four equal annual installments commencing on the first anniversary of the date of award.
- F6Represents performance-based restricted share units awarded on February 13, 2026. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 2,145 (250% of the target number).