SEC Form 4 · accession 0001562180-19-001257
Waste Connections, Inc. · WCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Lee
Director
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 20, 2019 | M | 841 | $0.00 | A | 9,633 | D | |
| Common SharesF2 | Feb 20, 2019 | F | 404 | $83.4141 | D | 9,229 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Resticted Shares UnitsF3 | $0.00 | Feb 20, 2019 | M | 841 | D | — | — | Common Shares | 841 | 0 | D |
Explanation of responses
- F1Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.
- F2For purposed of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. CAN $109.90 = US $83.4141
- F3Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 20, 2018 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date.