SEC Form 4 · accession 0001562180-18-003801
Waste Connections, Inc. · WCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Mittelstaedt
Officer — Chief Executive Officer · Director
Period of report
Aug 29, 2018
Accepted (ET)
Aug 31, 2018 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318220
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2 | $0.00 | Aug 29, 2018 | J | 222 | D | — | — | Common Shares | 222 | 0 | D |
| Restricted Share UnitsF3,F2 | $0.00 | Aug 29, 2018 | J | 66,450 | D | — | — | Common Shares | 66,450 | 0 | D |
| Restricted Share UnitsF4,F2 | $0.00 | Aug 29, 2018 | J | 18,109 | D | — | — | Common Shares | 18,109 | 18,108 | D |
Explanation of responses
- F1The deferred restricted share unit award was granted on 11/12/2010 and vested 25% per year over the four-year period following the date of grant.
- F2Reflects the number of restricted share units ("RSUs") no longer deemed to be invested in Issuer's nonqualified deferred compensation plan ("Plan") based on an investment election by Reporting Person on August 29, 2018 to credit value of such RSUs into a measurement fund under the Plan. The value of such RSUs is based on the market value of Issuer's common shares on the election date. Such elections are available during Issuer's open trading windows to participants under the Plan who have attained age 55; and for RSU deferrals such participants have made that (i) are scheduled to be distributed pursuant to a multi-year annual installment method election following participant's separation from service and (ii) have been vested for at least three years prior to the election date, as provided for in Amendment No. 2 to the Plan, dated October 25, 2017. The investment election made by Reporting Person does not alter any distribution dates previously selected under the Plan.
- F3The deferred restricted share unit award was granted on 2/11/2011 and vested 25% per year over the four-year period following the date of grant.
- F4The deferred restricted share unit award was granted on 2/25/2013 and vested 25% per year over the four-year period following the date of grant.