SEC Form 4 · accession 0001562180-17-000655
Waste Connections, Inc. · WCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Stephen Black
Officer — Sr. Vice President - Tax
Period of report
Feb 11, 2017
Accepted (ET)
Feb 14, 2017 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2017 | S | 334 | $80.03 | D | 3,454 | D | |
| Common StockF2 | Feb 11, 2017 | A | 4,838 | $0.00 | A | 8,292 | D | |
| Common StockF1 | Feb 12, 2017 | S | 413 | $80.03 | D | 7,879 | D | |
| Common StockF1 | Feb 13, 2017 | D | 404 | $80.61 | D | 7,475 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company from an award of restricted stock units in satisfaction of the applicable withholding taxes due as a result of the vesting of those restricted stock units through an automatic share withholding procedure. Pursuant to this procedure, the Company withholds as the units vest a portion of the vested shares issuable under the award with a fair market value (measured as of the vesting date) equal to the amount of such withholding taxes.
- F2Settlement of performance-based restricted stock units granted in February 2016 with a one-year performance-based metric that was met. These shares vest in four equal installments beginning February 11, 2017.