SEC Form 4 · accession 0001562180-16-002522
Waste Connections, Inc. · WCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Little
Officer — Sr. Vice President Engineering
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2016 | A | 23,059 | — | A | 23,059 | D | |
| Common StockF2 | Jun 1, 2016 | A | 24,637 | — | A | 47,696 | D | |
| Common StockF1,F3 | Jun 1, 2016 | A | 5,342 | — | A | 5,342 | I | Shares held by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired pursuant to an Agreement and Plan of Merger (the "Merger Agreement" and the merger contemplated thereby, the "Merger") by and among the Issuer, Water Merger Sub LLC, and Waste Connections US, Inc. (formerly Waste Connections, Inc., "Old WCN") whereby the Reporting Person received Issuer common shares in exchange for an equal number of Old WCN shares of common stock. The Issuer common shares had a market value of $67.18 per share on the closing date of the Merger.
- F2Represents Old WCN restricted stock units that, as a result of the Merger, were assumed by the Issuer and converted into restricted share units relating to an equal number of Issuer common shares. The value of such units is based on the market value of the common shares of Issuer.
- F3Shares held by spouse