SEC Form 4 · accession 0001144204-17-031483
Waste Connections, Inc. · WCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Harlan
Director
Period of report
Jun 5, 2017
Accepted (ET)
Jun 7, 2017 · 2:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 5, 2017 | S | 3,400 | $96.487 | D | 27,536 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of common shares listed in Column 5 of Table I excludes the number of unvested restricted share units ("RSUs") previously granted by Waste Connections, Inc. (the "Issuer") to the reporting person. As of the date of this Form 4, the reporting person owns an additional 655 RSUs and 535 previously reported deferred share units ("DSUs"). RSUs vest into an equal number of the Issuer's common shares and DSUs are settled in cash upon the occurrence of certain events, including the reporting person's retirement, and generally do not expire. The reporting person will report his RSUs separately and will continue to report his DSUs separately in Table II of each subsequent Form 4 filed by the reporting person.