SEC Form 4 · accession 0001144204-17-031314
Waste Connections, Inc. · WCN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick James Shea
Officer — Sr. VP, General Counsel & Sec
Period of report
Jun 2, 2017
Accepted (ET)
Jun 6, 2017 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 2, 2017 | S | 2,000 | $96.97 | D | 26,248 | D | |
| Common SharesF1 | Jun 2, 2017 | S | 2,000 | $96.966 | D | 24,248 | D | |
| Common SharesF1 | Jun 2, 2017 | S | 2,000 | $96.908 | D | 22,248 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of common shares listed in Column 5 of Table I excludes the number of unvested performance-based restricted share units ("PSUs") and restricted share units ("RSUs") previously granted by Waste Connections, Inc. (the "Issuer") to the reporting person. As of the date of this Form 4, the reporting person owns an additional 18,014 PSUs (with the number of units that actually vest at the end of each applicable performance period being 0% to 250% of the scheduled amount, depending on the terms of the PSU and the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period) and 2,028 RSUs. PSUs and RSUs are exercisable in cash, an equal number of the Issuer's common shares, or a combination thereof. The reporting person will report his PSUs and RSUs separately in Table II of each subsequent Form 4 filed by the reporting person.