SEC Form 4 · accession 0001179110-18-011001
Zumiez Inc · ZUMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Miles Brooks
Officer — CEO · Director · 10% Owner
Period of report
Aug 28, 2018
Accepted (ET)
Aug 29, 2018 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318008
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 28, 2018 | S | 13,798 | $30.00 | D | 3,129,849 | D | |
| Common StockF1 | Aug 28, 2018 | S | 100 | $30.025 | D | 3,129,749 | D | |
| Common StockF1 | Aug 28, 2018 | S | 200 | $30.05 | D | 3,129,549 | D | |
| Common StockF1 | Aug 28, 2018 | S | 100 | $30.10 | D | 3,129,449 | D | |
| Common StockF1 | Aug 29, 2018 | S | 10,046 | $30.00 | D | 3,119,403 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018.