SEC Form 4 · accession 0001179110-18-010792
Zumiez Inc · ZUMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Miles Brooks
Officer — CEO · Director · 10% Owner
Period of report
Aug 21, 2018
Accepted (ET)
Aug 22, 2018 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318008
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 21, 2018 | S | 13,515 | $30.00 | D | 3,199,509 | D | |
| Common StockF1 | Aug 22, 2018 | S | 27,788 | $30.00 | D | 3,171,721 | D | |
| Common StockF1 | Aug 22, 2018 | S | 2,224 | $30.05 | D | 3,169,497 | D | |
| Common StockF1 | Aug 22, 2018 | S | 1,700 | $30.10 | D | 3,167,797 | D | |
| Common StockF1 | Aug 22, 2018 | S | 400 | $30.15 | D | 3,167,397 | D | |
| Common StockF1 | Aug 22, 2018 | S | 200 | $30.20 | D | 3,167,197 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018.