SEC Form 4 · accession 0001179110-18-008778
Zumiez Inc · ZUMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Christopher Ellis
Officer — President International
Period of report
Jun 15, 2018
Accepted (ET)
Jun 19, 2018 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318008
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 15, 2018 | A | 9,689 | A | — | — | Common Stock | 9,689 | 9,689 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock.
- F2The restricted stock units vest over 5 years with 20% vesting on the 3rd anniversary of the date of grant, 40% vesting on the 4th anniversary of the date of grant and 40% vesting on the 5th anniversary of the date of grant.