SEC Form 4 · accession 0001179110-18-008304
Zumiez Inc · ZUMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Miles Brooks
Officer — CEO · Director · 10% Owner
Period of report
Jun 6, 2018
Accepted (ET)
Jun 8, 2018 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318008
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 6, 2018 | S | 3,957 | $27.00 | D | 3,709,067 | D | |
| Common StockF1 | Jun 7, 2018 | S | 235,580 | $27.00 | D | 3,473,487 | D | |
| Common StockF1,F2 | Jun 8, 2018 | S | 260,463 | $28.35 | D | 3,213,024 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2017.
- F2The transaction was executed in multiple trades. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer the detailed information regarding the number of shares sold at each price.