SEC Form 4 · accession 0001179110-17-005096
Zumiez Inc · ZUMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Codington Work
Officer — Chief Financial Officer
Period of report
Mar 13, 2017
Accepted (ET)
Mar 23, 2017 · 10:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318008
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 13, 2017 | A | 5,932 | $17.70 | A | 34,707 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F3 | $17.70 | Mar 13, 2017 | A | 11,891 | A | Mar 13, 2018 | Mar 13, 2027 | Common Stock | 11,891 | 11,891 | D |
Explanation of responses
- F1The shares acquired represent a grant of restricted stock that will vest over 3 years.
- F2The share total includes 7,098 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.
- F3Options subject to this grant vest over a 4-year period in equal installments.