SEC Form 4 · accession 0001179110-16-022150
Zumiez Inc · ZUMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Troy R. Brown
Officer — EVP of Ecommerce & Omnichannel
Period of report
Mar 14, 2016
Accepted (ET)
Mar 24, 2016 · 2:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318008
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 14, 2016 | A | 12,690 | $19.70 | A | 25,947 | D | |
| Common StockF3,F2 | Mar 16, 2016 | F | 706 | $19.28 | D | 25,241 | D | |
| Common StockF3,F2 | Mar 17, 2016 | F | 692 | $19.90 | D | 24,549 | D | |
| Common StockF3,F2 | Mar 18, 2016 | F | 530 | $19.73 | D | 24,019 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F4 | $19.70 | Mar 14, 2016 | A | 26,539 | A | Mar 14, 2017 | Mar 14, 2026 | Common Stock | 26,539 | 26,539 | D |
Explanation of responses
- F1The shares acquired represent a grant of restricted stock that will vest over 3 years.
- F2The share total includes 1,359 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.
- F3Shares withheld by Zumiez to pay taxes on restricted stock.
- F4Options subject to this grant vest over a 4-year period in equal installments.