SEC Form 4 · accession 0001179110-16-022149
Zumiez Inc · ZUMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Chris K. Visser
Officer — EVP, General Counsel & Sec.
Period of report
Mar 14, 2016
Accepted (ET)
Mar 24, 2016 · 2:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318008
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 14, 2016 | A | 5,329 | $19.70 | A | 14,561 | D | |
| Common StockF3,F2 | Mar 16, 2016 | F | 280 | $19.28 | D | 14,281 | D | |
| Common StockF3,F2 | Mar 17, 2016 | F | 267 | $19.90 | D | 14,014 | D | |
| Common StockF3,F2 | Mar 18, 2016 | F | 239 | $19.73 | D | 13,775 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F4 | $19.70 | Mar 14, 2016 | A | 11,146 | A | Mar 14, 2017 | Mar 14, 2026 | Common Stock | 11,146 | 11,146 | D |
Explanation of responses
- F1The shares acquired represent a grant of restricted stock that will vest over 3 years.
- F2The share total includes 2,441 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.
- F3Shares withheld by Zumiez to pay taxes on restricted stock.
- F4Options subject to this grant vest over a 4-year period in equal installments.