SEC Form 4 · accession 0001179110-15-016504
Zumiez Inc · ZUMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Codington Work
Officer — Chief Financial Officer
Period of report
Dec 17, 2015
Accepted (ET)
Dec 18, 2015 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318008
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2015 | M | 1,665 | $8.64 | A | 23,851 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to buy) | $8.64 | Dec 17, 2015 | M | 1,665 | D | Jul 21, 2010 | Oct 31, 2017 | Common Stock | 1,665 | 0 | D |
Explanation of responses
- F1The share total includes 5,485 shares acquired through Zumiez Inc. Employee Stock Purchase Plan