SEC Form 4 · accession 0001179110-15-005052
Zumiez Inc · ZUMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Troy R. Brown
Officer — Ex. V.P. of E-commerce
Period of report
Mar 16, 2015
Accepted (ET)
Mar 17, 2015 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318008
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 16, 2015 | A | 7,000 | $38.57 | A | 22,378 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F3 | $38.57 | Mar 16, 2015 | A | 8,915 | A | Mar 16, 2016 | Mar 16, 2025 | Common Stock | 8,915 | 8,915 | D |
Explanation of responses
- F1The shares acquired represent a grant of restricted stock that will vest over 3 years.
- F2The share total includes 1,359 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.
- F3Options subject to this grant vest over a 4-year period in equal annual installments.