SEC Form 4 · accession 0001179110-15-005045
Zumiez Inc · ZUMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Codington Work
Officer — Chief Financial Officer
Period of report
Mar 14, 2015
Accepted (ET)
Mar 17, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318008
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 14, 2015 | F | 205 | $37.24 | D | 19,497 | D | |
| Common StockF3,F2 | Mar 16, 2015 | A | 2,365 | $38.57 | A | 21,862 | D | |
| Common StockF1,F2 | Mar 16, 2015 | F | 150 | $38.57 | D | 21,712 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F4 | $38.57 | Mar 16, 2015 | A | 3,011 | A | Mar 16, 2016 | Mar 16, 2025 | Common Stock | 3,011 | 3,011 | D |
Explanation of responses
- F1Shares withheld by Zumiez to pay taxes on restricted stock.
- F2The share total includes 4,600 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.
- F3The shares acquired represent a grant of restriced stock that will vest over 3 years.
- F4Options subject to this grant vest over a 4-year period in equal installments.