SEC Form 4 · accession 0001638599-16-000673
JAMBA, INC. · JMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arnaud Joliff
Officer — SVP, Supply Chain/Ops Services
Period of report
Jun 3, 2015
Accepted (ET)
Feb 25, 2016 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 3, 2015 | M | 7,500 | $10.79 | A | 20,000 | D | |
| Common StockF1 | Jun 3, 2015 | S | 7,500 | $15.50 | D | 12,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $10.79 | Jun 3, 2015 | M | 7,500 | D | — | Nov 7, 2023 | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1The number of securities reported in this column includes 12,500 restricted stock units held by the Reporting Person as of the date of this filing.
- F2This option grant of 30,000 options vests in four equal installments of 7,500 options on October 28, 2014, 2015, 2016, and 2017.