SEC Form 4 · accession 0001638599-15-000364
JAMBA, INC. · JMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Adkins
Officer — SVP, Store Operations
Period of report
Nov 23, 2015
Accepted (ET)
Nov 25, 2015 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 23, 2015 | M | 1,000 | $8.05 | A | 10,452 | D | |
| Common StockF1 | Nov 23, 2015 | S | 1,000 | $13.10 | D | 9,452 | D | |
| Common StockF1 | Nov 23, 2015 | M | 1,000 | $9.70 | A | 10,452 | D | |
| Common StockF1 | Nov 23, 2015 | S | 1,000 | $13.10 | D | 9,452 | D | |
| Common StockF1 | Nov 23, 2015 | S | 515 | $13.17 | D | 8,937 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $8.05 | Nov 23, 2015 | M | 1,000 | A | — | Nov 14, 2021 | Common Stock | 1,000 | 0 | D |
| Employee Stock Option (right to buy)F3 | $9.70 | Nov 23, 2015 | M | 1,000 | A | — | Nov 6, 2022 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1The number of securities reported in this column includes 4,751 restricted stock units held by the Reporting Person as of the date of this filing.
- F2The option vested in four equal installments on November 14, 2012, 2013, 2014, and 2015.
- F3The option will vest in four equal installments on November 6, 2013, 2014, 2015, and 2016.