SEC Form 4 · accession 0001638599-15-000334
JAMBA, INC. · JMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James D White
Officer — President and CEO · Director
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 9:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 12, 2015 | M | 6,666 | $0.00 | A | 110,024 | D | |
| Common StockF2 | Nov 12, 2015 | F | 2,506 | $13.50 | D | 107,518 | D | |
| Common Stock | holding | — | — | — | 23,759 | I | by IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitF1 | $0.00 | Nov 12, 2015 | M | 6,666 | D | — | Aug 6, 2022 | Common Stock | 6,666 | 0 | D |
Explanation of responses
- F1Shares of common stock issued to the reporting person upon vesting of a performance share unit award granted on 08/06/2012.
- F2The number of securities reported in this column includes 30,654 restricted stock units held by the Reporting Person as of the date of this filing.