SEC Form 4 · accession 0001638599-15-000333
JAMBA, INC. · JMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Karen L Luey
Officer — EVP, CAO, CFO & Secretary
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 9:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 12, 2015 | M | 2,666 | $0.00 | A | 50,818 | D | |
| Common StockF2 | Nov 12, 2015 | F | 1,002 | $13.50 | D | 49,816 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitF1 | $0.00 | Nov 12, 2015 | M | 2,666 | D | — | Aug 6, 2022 | Common Stock | 2,666 | 0 | D |
| Stock Option (right to buy)F3 | $13.50 | Nov 12, 2015 | A | 25,000 | A | — | Oct 1, 2025 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Shares of common stock issued to the reporting person upon vesting of a performance share unit award granted on 08/06/2012.
- F2The securities reported in this column include 10,001 restricted stock units which give the Reporting Person a contingent right to receive at a future date one share of JMBA common stock for each restricted stock unit held as of the date of this filing.
- F3Vesting occurs in four equal installments on the first, second, third and fourth anniversary of the vesting commencement date of October 1, 2015.