SEC Form 4 · accession 0001638599-15-000331
JAMBA, INC. · JMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Arnaud Joliff
Officer — VP, Ops Support/Supply Chain
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 8:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 12, 2015 | F | 1,877 | $13.50 | D | 10,833 | D | |
| Common StockF3,F4 | Nov 12, 2015 | A | 10,000 | $0.00 | D | 20,833 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $13.50 | Nov 12, 2015 | A | 10,000 | A | — | Oct 1, 2025 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The securities reported in this column consist of restricted stock units withheld to cover taxes upon the vesting of a previously disclosed grant.
- F2The securities reported in this column include 6,667 restricted stock units which give the Reporting Person a contingent right to receive at a future date one share of JMBA common stock for each restricted stock unit held as of the date of this filing.
- F3The securities reported in this column consist of restricted stock units which give the Reporting Person a contingent right to receive at a future date one share of JMBA common stock for each restricted stock unit held. Of the 10,000 restricted stock units, one-third will vest on each of 11/12/2016, 11/12/2017, and 11/12/2018.
- F4The securities reported in this column include 16,667 restricted stock units which give the Reporting Person a contingent right to receive at a future date one share of JMBA common stock for each restricted stock unit held as of the date of this filing.
- F5Vesting occurs in four equal installments on the first, second, third and fourth anniversary of the vesting commencement date of 10/1/2015.