SEC Form 4 · accession 0001540277-18-000013
JAMBA, INC. · JMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Federico
Director
Period of report
Jun 26, 2018
Accepted (ET)
Jun 28, 2018 · 6:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jun 26, 2018 | A | 18,026 | $0.00 | A | 40,821 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported in this column include (i) 5,218 restricted stock units ("RSUs") for Reporting Person's board service during fiscal year 2018 and (ii) 3,795 RSUs for chairman service during fiscal year 2018, which give the Reporting Person a contingent right to receive at a future date one share of JMBA common stock for each restricted stock unit held. The RSUs vest over a one year period in four equal installments, with 25% vesting on each three month period following the Company's 2018 annual stockholder meeting, or the date of the Company's 2019 annual stockholder meeting if the meeting is held before such date, subject to the Reporting Person's continued board service.
- F2The securities reported in this column include (i) 5,218 shares of common stock issued for Reporting Person's board service during fiscal year 2017 and (ii) 3,795 shares of common stock issued for Reporting Person's chairman service during fiscal year 2017.
- F3The number of securities reported in this column includes 9,013 restricted stock units held by the Reporting Person as of the date of this filing.