SEC Form 4 · accession 0001209191-17-022896
JAMBA, INC. · JMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joe Thornton
Officer — SVP, Chief Operations Officer
Period of report
Mar 23, 2017
Accepted (ET)
Mar 27, 2017 · 11:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316898
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy Common Stock)F1 | $9.25 | Mar 23, 2017 | A | 15,000 | A | — | Mar 23, 2027 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Of the 15,000 stock options, one-third will vest and become exercisable on each of March 23, 2018, March 23, 2019 and March 23, 2020, in each case subject to the Reporting Person's continued employment with JMBA and/or its affiliates.