SEC Form 4 · accession 0001144204-15-052114
JAMBA, INC. · JMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen L Luey
Officer — EVP, CFO, CAO, and Secretary
Period of report
Aug 24, 2015
Accepted (ET)
Aug 26, 2015 · 7:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 24, 2015 | M | 2,666 | $0.00 | A | 49,152 | D | |
| Common StockF2 | Aug 24, 2015 | F | 1,000 | $13.21 | D | 48,152 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Aug 24, 2015 | M | 2,666 | D | — | — | Common Stock | 2,666 | 2,666 | D |
Explanation of responses
- F1Represents shares of JMBA common stock upon settlement of restricted stock units.
- F2The securities reported in this column include 10,001 restricted stock units which give the Reporting Person a contingent right to receive at a future date one share of JMBA common stock for each restricted stock unit held as of the date of this filing.
- F3The restricted stock units vest in three equal annual installments beginning on the vesting commencement date of August 22, 2012. Vested shares will be delivered to the Reporting Person on the first, second and third anniversary of the vesting commencement date.