SEC Form 4/A · accession 0001144204-15-052112
JAMBA, INC. · JMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James D White
Officer — President and CEO · Director
Period of report
Aug 24, 2015
Accepted (ET)
Aug 26, 2015 · 7:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4,F1,F2 | Aug 24, 2015 | M | 6,667 | $0.00 | A | 105,859 | D | |
| Common StockF4,F2 | Aug 24, 2015 | F | 2,501 | $13.21 | D | 103,358 | D | |
| Common Stock | holding | — | — | — | 23,759 | I | by IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Aug 24, 2015 | M | 6,667 | D | — | — | Common Stock | 6,667 | 6,666 | D |
Explanation of responses
- F1Represents shares of JMBA common stock upon settlement of restricted stock units.
- F2The number of securities reported in this column includes 30,654 restricted stock units held by the Reporting Person as of the date of this filing.
- F3The restricted stock units vest in three equal annual installments beginning on the vesting commencement date of August 22, 2012. Vested shares will be delivered to the Reporting Person on the first, second and third anniversary of the vesting commencement date.
- F4This amendment is being filed to reflect the correct transaction date.