SEC Form 4 · accession 0001144204-15-021389
JAMBA, INC. · JMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D White
Officer — President and CEO · Director
Period of report
Apr 2, 2015
Accepted (ET)
Apr 6, 2015 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 2, 2015 | M | 4,998 | $3.00 | A | 105,120 | D | |
| Common StockF1,F2 | Apr 2, 2015 | S | 1,666 | $15.238 | D | 103,454 | D | |
| Common StockF1,F2 | Apr 2, 2015 | S | 1,666 | $15.313 | D | 101,788 | D | |
| Common StockF1,F2 | Apr 2, 2015 | S | 1,666 | $15.302 | D | 100,122 | D | |
| Common Stock | holding | — | — | — | 23,759 | I | by IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $3.00 | Apr 2, 2015 | M | 4,998 | D | — | Dec 3, 2018 | Common Stock | 4,998 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2014.
- F2The number of securities reported in this column includes 51,821 restricted stock units held by the Reporting Person as of the date of this filing.
- F3The option vested in four equal installments on December 1, 2009, 2010, 2011, and 2012.