SEC Form 4 · accession 0001209191-15-083389
Builders FirstSource, Inc. · BLDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald F McAleenan
Officer — SVP & General Counsel
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Dec 1, 2015 | M | 23,343 | $7.67 | A | 304,577 | D | |
| Common Stock, par value $0.01 per share | Dec 1, 2015 | M | 36,657 | $3.19 | A | 341,234 | D | |
| Common Stock, par value $0.01 per shareF1 | Dec 1, 2015 | S | 60,000 | $13.36 | D | 281,234 | D | |
| Common Stock, par value $0.01 per share | Dec 2, 2015 | M | 4,300 | $3.19 | A | 285,534 | D | |
| Common Stock, par value $0.01 per share | Dec 2, 2015 | M | 85,700 | $7.15 | A | 371,234 | D | |
| Common Stock, par value $0.01 per shareF2 | Dec 2, 2015 | S | 90,000 | $13.48 | D | 281,234 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F4 | $7.67 | Dec 1, 2015 | M | 23,343 | D | — | Feb 11, 2024 | Common Stock | 23,343 | 70,032 | D |
| Employee Stock Option (right to buy)F3,F5 | $3.19 | Dec 1, 2015 | M | 36,657 | D | — | Feb 3, 2020 | Common Stock | 36,657 | 198,343 | D |
| Employee Stock Option (right to buy)F3,F5 | $3.19 | Dec 2, 2015 | M | 4,300 | D | — | Feb 3, 2020 | Common Stock | 4,300 | 194,043 | D |
| Employee Stock Option (right to buy)F6,F7 | $7.15 | Dec 2, 2015 | M | 85,700 | D | — | May 22, 2018 | Common Stock | 85,700 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $13.11 to $13.55 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer.
- F2This transaction was executed in multiple trades at prices ranging from $13.27 to $13.64 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer.
- F3Award issued under the Company's 2007 Incentive Plan, as amended and restated on January 14, 2010.
- F4The option was granted on February 11, 2014 and vests in 25% increments on each of February 11, 2015-2018.
- F5The option was granted on February 3, 2010 and vested in 33.33% increments on each of February 3, 2012-2014.
- F6Award issued under the Company's 2005 Incentive Plan.
- F7The option was granted on May 22, 2008 and vested in 33.3% increments on each of February 26, 2009-2011