SEC Form 4 · accession 0001209191-15-059032
Dresser-Rand Group Inc. · DRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph C Winkler
Director
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316656
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2015 | D | 18,488 | $85.20 | D | 0 | D | |
| Common StockF2 | Jun 30, 2015 | A | 7,810 | $85.20 | A | 7,810 | D | |
| Common StockF2 | Jun 30, 2015 | D | 7,810 | $85.20 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each share was disposed of pursuant to the Agreement and Plan of Merger by and among Siemens Energy, Inc. and the Company for $85.20 in cash.
- F2Deferred restricted stock units held under the Dresser-Rand Group 2008 Stock Incentive Plan. Each restricted stock unit was converted into the right to receive a cash payment of $85.20 pursuant to the Agreement and Plan of Merger by and among Siemens Energy, Inc. and the Company.