SEC Form 4 · accession 0001209191-15-043886
Dresser-Rand Group Inc. · DRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Kees van Gaalen
Officer — Executive V.P. & CFO
Period of report
May 15, 2015
Accepted (ET)
May 18, 2015 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316656
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2015 | M | 1,647 | $0.00 | A | 6,745 | D | |
| Common StockF2 | May 15, 2015 | F | 451 | $84.25 | D | 6,294 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | May 15, 2015 | M | 1,647 | D | — | May 15, 2016 | Common Stock | 1,647 | 1,649 | D |
Explanation of responses
- F1Grant of restricted stock units pursuant to Dresser-Rand Group Inc. 2008 Stock Incentive Plan, exempt under Rule 16b-3. Restricted stock units become vested in three equal annual installments beginning on May 15, 2014.
- F2Withholding of stock to satisfy tax withholding obligations.