SEC Form 4 · accession 0001171843-15-006764
American CareSource Holdings, Inc. · GNOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew P Kinley
Director
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 12:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316645
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Dec 9, 2015 | A | 142,857 | — | A | 142,857 | I | By Equity Dynamics, Inc. 401(k) FBO Matt Kinley |
| Common Stock, par value $0.01 per share | holding | — | — | — | 171,384 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common StockF1,F2 | $0.875 | Dec 9, 2015 | A | 142,857 | A | Dec 9, 2015 | Dec 9, 2020 | Common Stock | 142,857 | 142,857 | I |
Explanation of responses
- F1In connection with a public offering (the "Offering") of American CareSource Holdings, Inc. (the "Issuer"), the Reporting Person beneficially acquired 142,857 Class A Units (the "Units") for $0.70 per Unit, with each such Unit consisting of one share of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), and a warrant to purchase one share of Common Stock with an exercise price of $0.875 (the "Warrant"). Accordingly, the Reporting Person beneficially acquired 142,857 shares of Common Stock and a Warrant to purchase 142,857 shares of Common Stock in the Offering.
- F2Retirement Plan for benefit of the Reporting Person.