SEC Form 4 · accession 0001481366-17-000001
AeroGrow International, Inc. · AERO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John K Thompson
Officer — EVP Marketing
Period of report
Dec 14, 2016
Accepted (ET)
Feb 17, 2017 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2016 | M | 29,730 | $1.55 | A | 79,730 | D | |
| Common Stock | Feb 16, 2017 | S | 3,300 | $3.0715 | D | 76,430 | D | |
| Common Stock | Feb 17, 2017 | S | 36,700 | $2.7606 | D | 39,730 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $1.55 | Dec 14, 2016 | M | 29,730 | A | Nov 20, 2015 | Aug 20, 2020 | Common Stock | 29,730 | 0 | D |