SEC Form 4/A · accession 0001481366-16-000002
AeroGrow International, Inc. · AERO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John K Thompson
Officer — EVP Marketing
Period of report
Aug 20, 2015
Accepted (ET)
Jun 10, 2016 · 12:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316644
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F2,F3 | $1.55 | Aug 20, 2015 | A | 40,681 | A | Nov 20, 2015 | Aug 20, 2020 | Common Stock | 40,681 | 40,681 | D |
Explanation of responses
- F1This amendment is to report the stock options granted on 8/20/2015. No other changes were made to the original filing.
- F2The stock options have an exercise price of $1.55, the closing price of common stock on 08/20/2015.
- F3The stock options vest in eight equal quarterly installments, beginning on November 20, 2015.