SEC Form 4 · accession 0001467954-15-000002
AeroGrow International, Inc. · AERO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Michael Wolfe
Officer — President and CEO · Director
Period of report
Mar 23, 2015
Accepted (ET)
Mar 24, 2015 · 11:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2015 | M | 27,500 | $1.01 | A | 40,081 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $1.01 | Mar 23, 2015 | M | 27,500 | D | May 8, 2013 | Feb 28, 2018 | Common Stock | 27,500 | 32,307 | D |
Explanation of responses
- F1Stock options vest in eight quarterly installments, beginning on the three-month anniversary of the grant.