SEC Form 4 · accession 0001354993-16-000005
AeroGrow International, Inc. · AERO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
jack jonas walker
Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2016 | M | 50 | $2.42 | A | 50 | D | |
| Common Stock | Dec 14, 2016 | M | 100 | $2.42 | A | 150 | D | |
| Common Stock | Dec 14, 2016 | M | 1,000 | $2.42 | A | 1,150 | D | |
| Common Stock | Dec 14, 2016 | M | 50,000 | $1.21 | A | 51,150 | D | |
| Common Stock | Dec 14, 2016 | M | 10,000 | $2.42 | A | 61,150 | D | |
| Common Stock | Dec 14, 2016 | M | 18,080 | $1.55 | A | 79,230 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $2.42 | Dec 14, 2016 | M | 10,000 | D | Jan 9, 2014 | Oct 9, 2018 | Common Stock | 10,000 | 0 | D |
| Common Stock | $1.55 | Dec 14, 2016 | M | 18,080 | D | Jan 9, 2014 | Oct 9, 2018 | Common Stock | 18,080 | 0 | D |
| Common Stock | $2.42 | Dec 14, 2016 | M | 50 | D | Jan 9, 2014 | Oct 9, 2018 | Common Stock | 50 | 0 | D |
| Common Stock | $2.42 | Dec 14, 2016 | M | 100 | D | Jan 9, 2014 | Oct 9, 2018 | Common Stock | 100 | 0 | D |
| Common Stock | $2.42 | Dec 14, 2016 | M | 1,000 | D | Jan 9, 2014 | Oct 9, 2018 | Common Stock | 1,000 | 0 | D |
| Common Stock | $1.21 | Dec 14, 2016 | M | 50,000 | D | Jul 1, 2014 | Apr 30, 2018 | Common Stock | 50,000 | 0 | D |