SEC Form 4 · accession 0001354271-16-000009
AeroGrow International, Inc. · AERO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Edward Harding III
Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2016 | M | 11,300 | $1.55 | A | 11,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $1.55 | Dec 14, 2016 | M | 11,300 | D | Nov 20, 2015 | Aug 20, 2020 | Common Stock | 11,300 | 0 | D |