SEC Form 4 · accession 0001354271-16-000003
AeroGrow International, Inc. · AERO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Edward Harding III
Director
Period of report
Aug 20, 2015
Accepted (ET)
Jun 10, 2016 · 12:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316644
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F2 | $1.55 | Aug 20, 2015 | A | 11,300 | A | Nov 20, 2015 | Aug 20, 2020 | Common Stock | 11,300 | 11,300 | D |
Explanation of responses
- F1The stock options have an exercise price of $1.55, the closing price of common stock on 08/20/2015.
- F2The stock options vest in four equal quarterly installments, beginning on November 20, 2015.