SEC Form 4 · accession 0001182489-17-000474
AeroGrow International, Inc. · AERO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
SMG Growing Media, Inc.
10% Owner
Period of report
Aug 29, 2017
Accepted (ET)
Aug 31, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 29, 2017 | J | 850,749 | $0.00 | A | 27,639,294 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1SMG Growing Media, Inc. ("SMG") received a total of 850,749 shares of the Issuer's common stock of which (i) 312,708 represented a payment-in-kind royalty under a Technology License Agreement with the Issuer, and (ii) 538,041 represented a payment-in-kind fee under a Brand License Agreement with the Issuer.