SEC Form 4 · accession 0001011034-16-000245
AeroGrow International, Inc. · AERO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Jeffrey Peierls
10% Owner
Period of report
Sep 28, 2016
Accepted (ET)
Sep 30, 2016 · 3:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2016 | S | 8,273 | $4.08 | D | 4,500 | I | Bypass I, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are held by Bypass I, LLC of which Reporting Person is a Manager and may be deemed to indirectly own the securities owned by the LLC.