SEC Form 4 · accession 0001437749-16-040120
Silicon Graphics International Corp · SGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas R King
Director
Period of report
Oct 21, 2016
Accepted (ET)
Oct 24, 2016 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 21, 2016 | M | 2,833 | $5.07 | A | 33,364 | D | |
| Common Stock | Oct 21, 2016 | M | 10,000 | $5.34 | A | 43,364 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F1 | $5.07 | Oct 21, 2016 | M | 2,833 | D | May 29, 2013 | May 29, 2019 | Common Stock | 2,833 | 90,000 | D |
| Non-Qualified Stock Option (Right to Buy)F1 | $5.34 | Oct 21, 2016 | M | 10,000 | D | Aug 11, 2013 | Aug 11, 2019 | Common Stock | 10,000 | 80,000 | D |
Explanation of responses
- F1Such option shares are fully vested and fully exerciseable four years after grant date.