SEC Form 4 · accession 0001437749-16-040054
Silicon Graphics International Corp · SGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ron Verdoorn
Director
Period of report
Oct 19, 2016
Accepted (ET)
Oct 21, 2016 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 19, 2016 | M | 237 | $5.07 | A | 74,518 | D | |
| Common Stock | Oct 19, 2016 | M | 11,971 | $5.60 | A | 86,489 | D | |
| Common Stock | Oct 19, 2016 | M | 625 | $5.34 | A | 87,114 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F1 | $5.07 | Oct 19, 2016 | M | 237 | D | May 29, 2013 | May 29, 2019 | Common Stock | 237 | 68,262 | D |
| Non-Qualified Stock Option (Right to Buy)F2 | $5.60 | Oct 19, 2016 | M | 11,971 | D | Nov 9, 2012 | Jun 1, 2022 | Common Stock | 11,971 | 56,291 | D |
| Non-Qualified Stock Option (Right to Buy)F1 | $5.34 | Oct 19, 2016 | M | 625 | D | Aug 11, 2013 | Aug 11, 2019 | Common Stock | 625 | 55,666 | D |
Explanation of responses
- F1Such option shares are fully vested and fully exercisable four years after grant date.
- F2Such option shares are fully vested and fully exercisable five months after grant date