SEC Form 4/A · accession 0001437749-16-038480
Silicon Graphics International Corp · SGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Cassio Conceicao
Officer — EVP, Chief Operating Officer
Period of report
Aug 15, 2016
Accepted (ET)
Sep 8, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Aug 15, 2016 | M | 12,596 | $0.00 | A | 119,962 | D | |
| Common StockF2,F3 | Aug 15, 2016 | F | 5,338 | $7.71 | D | 114,624 | D | |
| Common StockF1,F4 | Aug 15, 2016 | M | 3,765 | $0.00 | A | 118,389 | D | |
| Common StockF2,F4 | Aug 15, 2016 | F | 1,417 | $7.71 | D | 116,975 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F6 | — | Aug 15, 2016 | M | 12,596 | D | Aug 15, 2016 | — | Common Stock | 12,596 | 128,625 | D |
| Performance-Based Restricted Stock UnitsF5,F6 | — | Aug 15, 2016 | M | 3,765 | D | Aug 15, 2016 | — | Common Stock | 3,765 | 50,253 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit was converted into an equivalent number of shares of the Company's common stock.
- F2These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.
- F3Shares beneficially owned reflect the September 1, 2016 reversal of 607 shares originally retained by the Company (due to administrative error) in order to meet the tax withholding obligation of the award holder.
- F4Shares beneficially owned reflect the September 1, 2016 reversal of 3 shares originally retained by the Company (due to administrative error) in order to meet the tax withholding obligation of the award holder.
- F5Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- F6Restricted Stock Units have no expiration date.