SEC Form 4 · accession 0001437749-15-020996

Silicon Graphics International Corp · SGI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Chief Operating Officer

Period of report

Nov 12, 2015

Accepted (ET)

Nov 16, 2015 · 5:45 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001316625

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Nov 12, 2015	M	5,374	$0.00	A	73,525	D
Common Stock^F2	Nov 12, 2015	F	2,019	$5.23	D	71,506	D
Common Stock^F1	Nov 13, 2015	M	3,781	$0.00	A	75,287	D
Common Stock^F2	Nov 13, 2015	F	1,420	$4.93	D	73,867	D
Common Stock^F1	Nov 13, 2015	M	1,328	$0.00	A	75,195	D
Common Stock^F2	Nov 13, 2015	F	499	$4.93	D	74,696	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F4	—	Nov 12, 2015	M	5,374	D	Nov 12, 2015	—	Common Stock	5,374	128,939	D
Restricted Stock Units^F3,F4	—	Nov 13, 2015	M	3,781	D	Nov 13, 2015	—	Common Stock	3,781	125,158	D
Performance-Based Restricted Stock Units^F3,F4	—	Nov 13, 2015	M	1,328	D	Nov 13, 2015	—	Common Stock	1,328	51,735	D

F1Upon vesting, each restricted stock unit was converted into an equivalent number of shares of the Company's common stock.
F2These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.
F3Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F4Restricted Stock Units have no expiration date.