SEC Form 4 · accession 0001437749-15-002890
Silicon Graphics International Corp · SGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cassio Conceicao
Officer — EVP, Chief Operating Officer
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2015 | M | 656 | $0.00 | A | 47,955 | D | |
| Common StockF2 | Feb 12, 2015 | F | 246 | $9.42 | D | 47,709 | D | |
| Common StockF1 | Feb 13, 2015 | M | 3,781 | $0.00 | A | 51,490 | D | |
| Common StockF2,F3 | Feb 13, 2015 | F | 1,420 | $9.59 | D | 52,029 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Feb 12, 2015 | M | 656 | D | Feb 12, 2015 | — | Common Stock | 656 | 81,782 | D |
| Restricted Stock UnitsF4,F5 | — | Feb 13, 2015 | M | 3,781 | D | Feb 13, 2015 | — | Common Stock | 3,781 | 78,001 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit was converted into an equivalent number of shares of the Company's common stock.
- F2These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.
- F3Shares beneficially owned reflect 1,959 shares purchased through the Employee Stock Purchase Program on 2/13/2015.
- F4Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- F5Restricted Stock Units have no expiration date.