SEC Form 5 · accession 0001213900-18-002929
Kandi Technologies Group, Inc. · KNDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Xiaoming Hu
Officer — Chairman, President and CEO · Director · 10% Owner
Period of report
Dec 31, 2017
Accepted (ET)
Mar 13, 2018 · 9:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 18, 2017 | A | 100,000 | $0.00 | A | 1,238,077 | D | |
| Common Stock | holding | — | — | — | 12,419,911 | I | By Excel Vantage Group, Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were granted under the Company's 2008 Omnibus Long-Term Incentive Plan, pursuant to which the Company issued the Reporting Person 100,000 shares of Company's Common Stock on April 18, 2017.