SEC Form 4 · accession 0001316360-16-000120
IHS Inc. · IHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heather Matzke-Hamlin
Officer — Sr VP, Chief Acctg Officer
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316360
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Jan 20, 2016 | A | 163 | $0.00 | A | 11,238 | D | |
| Class A Common Shares | Jan 20, 2016 | A | 3,720 | $0.00 | A | 14,958 | D | |
| Class A Common Shares | Jan 20, 2016 | F | 1,288 | $98.71 | D | 13,670 | D | |
| Class A Common SharesF4 | Jan 20, 2016 | S | 490 | $97.72 | D | 13,180 | D | |
| Class A Common SharesF5 | Jan 20, 2016 | S | 538 | $99.11 | D | 12,642 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This award represents performance-based restricted stock units that were settled on January 20, 2016, based upon the determination of the Human Resources Committee of the Board of Directors that certain company financial performance goals were achieved.
- F2Represents shares withheld for taxes upon vesting of restricted stock units.
- F3Sold pursuant to the reporting person's previously adopted Rule 10b5-1 trading plan.
- F4The price is a weighted average price. The prices actually received ranged from $97.24 to $98.06. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F5The price is a weighted average price. The prices actually received ranged from $99.01 to $99.27. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.