SEC Form 4 · accession 0001209191-19-018901
AQUANTIA CORP · AQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Faraj Aalaei
Officer — CHAIRMAN, PRESIDENT AND CEO · Director
Period of report
Mar 8, 2019
Accepted (ET)
Mar 12, 2019 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Mar 8, 2019 | A | 200,000 | $0.00 | A | 390,000 | D | |
| Common stock | holding | — | — | — | 1,197,960 | I | By: Lindenwood Trust dated 8/13/2014 | |
| Common stock | holding | — | — | — | 55,000 | I | By: Dena Aalaei 2007 Irrevocable Trust | |
| Common stock | holding | — | — | — | 11,608 | I | By: Monjeri Investment |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aquantia's common stock.
- F2On March 8, 2019, the Reporting Person was granted the RSUs which vest annually over 4 years starting on March 30, 2019.