SEC Form 5 · accession 0001209191-19-009860
AQUANTIA CORP · AQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Faraj Aalaei
Officer — CHAIRMAN, PRESIDENT AND CEO · Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 13, 2019 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 26, 2018 | G | 5,500 | $0.00 | D | 1,197,960 | I | By: Lindenwood Trust dated 8/13/2014 |
| Common Stock | holding | — | — | — | 55,000 | I | By: Dena Aalaei 2007 Trrevocable Trust | |
| Common Stock | holding | — | — | — | 11,608 | I | By: Monjeri Investment |
Table II — derivative securities
No Table II lines on this filing.